Newsletters

• Fall 2019
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• Spring 2017 - Note: After finalization of the Spring 2017 newsletter, the Department of Labor (“DOL”) announced that the applicability date of the Final Regulation would be extended by 60 days, until June 9, 2017. The DOL also extended by 60 days the applicability dates of the Best Interest Contract Exemption and Principal Transactions Exemption. Fiduciaries relying on those exemptions for covered transactions need adhere only to the Impartial Conduct Standards conditions of the exemptions during a transition period from June 9, 2017, through January 1, 2018. These matters will be addressed further in the next issue of the newsletter.
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